ISO/IEC 42001:2023 Internal Auditor Training for AI Management Systems

Course Duration: 3 Days

Omnex is in the process of becoming an Exemplar Global Certified TPECS provider for the Exemplar Global AI and associated AU Competency Units, pending final review and approval. This three-day course has been developed to satisfy the Exemplar Global QM and AU Examination Profiles and, as such, once final approval is received from Exemplar Global, all attendees who successfully pass the exams during this course will achieve a Certificate of Attainment for the following competency units:

· Exemplar Global-AI

· Exemplar Global-AU

This course was developed to cover all requirements of the ISO/IEC 42001:2023 standard. Group exercises and case studies will be used to develop the required skills. Auditing topics from ISO 19011 such as the auditing process and methodologies, e. g. planning and conducting an audit, writing nonconformity statements, preparing an audit summary and report, and verifying corrective actions are also covered with a focus on ISO/IEC 42001:2023. Auditing case studies to develop skills for identifying nonconformities will be used.

The ISO/IEC 42001 standard has been developed to define the requirements and controls of an Artificial Intelligence (AI) Management Systems that addresses the challenges caused by the increased usage of AI in the information technology across all sectors.

Note: Successful completion of this course will fulfill the training requirement necessary for all Exemplar Global certified TPECS auditors to meet the knowledge requirements of the ISO/IEC 42001:2023 standard.

Learning Objectives

  • Provide sufficient knowledge and understanding of the various clauses and requirements of the ISO 42001:2023 standard to support the implementation of an Artificial Intelligence Management System.
  • Relate the AI Management System to the organizational products, services, activities and operational processes.
  • Relate organization’s context and interested party needs and expectations to the planning and implementation of an organization’s AI Management System.
  • Understand the application of the principles, procedures and techniques of auditing.
  • Understand the conduct of an effective audit in the context of the auditee’s organizational situation.
  • Understand the application of the regulations, and other considerations that are relevant to the management system, and the conduct of the audit.
  • Practice personal attributes necessary for the effective and efficient conduct of a management system audit.

Course Outline

Day One

· The ISO/IEC 42000 Family Explained

· Introduction to ISO/IEC 42001

· ISO/IEC 42001:2023 Requirements

o Group Exercise: Context of the Organization

o Group Exercise: Assessing and Evaluating Risk

o Group Exercise: Audit Scenarios

Seminar Outline

Day Two

· ISO/IEC 42001:2023 Requirements (cont’d)

o Group Exercises: Audit Scenarios (cont’d)

· AI Control Requirements and Implementation Guidance

· AI Management Systems Exam

· Process Approach to Auditing, Turtle Diagrams and Audit Trails

o Breakout Exercise 1: Create a Turtle Diagram

· Audit Guidance, Definitions and Principles

· The Audit Program

· Initiating the Audit and Preparing Audit Activities

o Breakout Exercise 2: Documentation Review

o Breakout Exercise 3: Create an Audit Plan

Day Three

· Conduct Audit Activities: Opening Meeting and Gathering Objective Evidence

o Breakout Exercise 4: Practice an Audit Interview

· Conduct Audit Activities: Preparing Nonconformity Statements

o Breakout Exercise 5: Write Nonconformity Statements

· Conduct Audit Activities: Closing Meeting

· Prepare/Distribute the Audit Report and Complete the Audit

· Conduct Audit Follow-up (Corrective Action and Close-Out)

· Management Systems Auditing Exam

Who Should Attend

This seminar is primarily designed for internal auditor candidates, but can also be valuable ISO/IEC 42001:2023 Implementation Team Members, external auditors, and anybody that is involved in the use of AI systems as well and all others who would like to develop competency in ISO/IEC 42001:2023 and the auditing process for first party auditing.

Course Materials

Each participant will receive a seminar manual and a breakout workbook that includes auditing case studies.


Note: Omnex does not provide copies of standard(s) during training courses, but clients are encouraged to have their own copy.

Pre-Requisite

An understanding of of ISO/IEC 42001:2013 or a similar high-level structure management system (e.g., ISO 9001:2015) as well work experience applying management system standards is recommended.

Upcoming Training

ISO/IEC 42001:2023 Internal Auditor Training for AI Management Systems Program is available in multiple locations globally, including the USA, Canada, Mexico, India, Europe, Thailand, Singapore, Middle East and China.